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INTRODUCTION Atomic absorption (AA) spectroscopy is an analytical method that supports qualification and/or quantification of elements. In this use, the AA method supports procedures that measure the absorbance of radiation at a characteristic wavelength by a vapor composed of ground state atoms. A typical instrument consists of a primary energy source that produces the spectrum of the element under examination, a monochromator, and a suitable detector.
For discussion of the theory and principles of measurements, see Atomic Absorption SpectroscopyTheory and Practice
QUALIFICATION OF ATOMIC ABSORPTION SPECTROPHOTOMETERS Qualification of an AA spectrophotometer can be divided into three elements: installation qualification (IQ), operational qualification (OQ), and performance qualification (PQ); see also the general information chapter Analytical Instrument Qualification
Installation Qualification
The IQ requirements provide evidence that the hardware and software are properly installed in the desired location.
Operational Qualification
In OQ, an instrument's performance is characterized using standards of known spectral properties to verify that the system operates within target specifications (see Table 1 and Table 2). The purpose of OQ is to demonstrate that instrument performance is suitable. OQ is a check of the key operational parameters performed following installation and following repairs and/or maintenance.
The OQ tests in the following sections are typical examples only. Other tests and samples can be used to establish specifications for OQ. Instrument vendors often have samples and test parameters available as part of the IQ/OQ package.
Table 1. OQ Test and Acceptance Criteria for Flame AAS
Table 2. OQ Test and Acceptance Criteria for Graphite Furnace AAS
Performance Qualification
PQ determines that the instrument is capable of meeting the user's requirements for all the parameters that may affect the quality of the measurement.
Depending on typical use, the specifications for PQ may be different from the manufacturer's specifications. For validated methods, specific PQ tests, also known as system suitability tests, can be used in lieu of PQ requirements.
Specific procedures, acceptance criteria, and time intervals for characterizing AA spectrophotometer performance depend on the instrument and intended application. Demonstrating stable instrument performance over extended periods of time provides some assurance that reliable measurements can be taken from test sample spectra using validated AA procedures.
PROCEDURE Evaluate and select the type of material of construction, pretreatment, and cleaning of analytical labware used in AA analyses. The material must be inert and, depending on the specific application, resistant to caustics, acids, and/or organic solvents. For some analyses, diligence must be exercised to prevent the adsorption of analytes onto the surface of a vessel, particularly in ultra-trace analyses. Contamination of the sample solutions from metal and ions present in the container also can lead to inaccurate results.
For the analysis of a ubiquitous element, it is often necessary to use the purist grade of reagent or solvent available. Check all solutions (diluents, matrix modifier solutions, ionization suppression solutions, reactants, and others) for elemental contamination before they are used in an analysis.
Standard Solution
Prepare as directed in the individual monograph. [NoteCommercially available single- or multi-element standard solutions, traceable to the National Institute of Standards and Technology or to an equivalent national metrology organization, can be used in the preparation of standard solutions.
The method of standard additions also can be used. This method involves adding a known concentration of the analyte element to the sample at no fewer than two concentration levels against an unspiked sample preparation. The instrument response is plotted against the concentration of the added analyte element, and a linear regression line is drawn through the data points. The absolute value of the x-intercept multiplied by any dilution factor is the concentration of the analyte in the sample.
Sample Solution
Prepare as directed in the individual monograph.
A variety of digestion techniques may be indicated to dissolve the sample. These may include hot-plate and microwave-assisted digestions, including open-vessel and closed-vessel approaches. Note that open-vessel digestion generally is not recommended for the analysis of volatile metals, e.g., selenium and mercury.
Analysis
Follow the procedure as directed in the individual monograph for the instrumental parameters.
The instrument must be standardized for quantification at the time of use. The absorbance of standard solutions that bracket the target concentration is determined against an appropriate blank. The detector response is plotted as a function of the analyte concentration. When an analysis is performed at or near the detection limit, the analyst cannot always use a bracketing standard. This is acceptable for qualitative but not quantitative tests. Regression analysis of the standard plot should be used to evaluate the linearity of detector response, and individual monographs may set criteria for the residual error of the regression line.
To demonstrate the stability of the system's initial standardization, the analyst must reassay a solution used in the initial standard curve as a check standard at appropriate intervals throughout the analysis of the sample set. Unless otherwise indicated in the individual monograph, the reassayed standard should agree with its expected value to within ±3% for an assay or ±20% for an impurity analysis.
Sample concentrations are calculated versus the working curve generated by plotting the detector response versus the concentration of the analyte in the standard solutions.
VALIDATION AND VERIFICATION
Validation
Validation is required when an AA method is intended for use as an alternative to the official procedure for testing an official article.
The objective of an AA procedure validation is to demonstrate that the measurement is suitable for its intended purpose, including quantitative determination of the main component in a drug substance or a drug product (Category I assays), quantitative determination of impurities or limit tests (Category II), and identification tests (Category IV). [NoteFor definition of different categories, see Validation of Compendial Procedures
General information chapter
accuracy
For Category I assays or Category II tests, accuracy can be determined by conducting recovery studies with the appropriate matrix spiked with known concentrations of elements. It is also an acceptable practice to compare assay results obtained using the AA procedure under validation to those of an established analytical procedure. In standard addition methods, accuracy assessments are based on the final intercept concentration, not the recovery calculated from the individual standard additions.
Validation criteria:
Precision
repeatability
The analytical procedure should be assessed by measuring the concentrations of six independently prepared sample solutions at 100% of the assay test concentration. Alternatively, three replicates of three separate sample solutions at different concentrations can be used. The three concentrations should be close enough that the repeatability is constant across the concentration range. If this is done, the repeatability at the three concentrations is pooled for comparison to the acceptance criteria. If validating a procedure by the method of standard additions, the precision criterion applies to the final experimental result, not the accuracy of the individual standard addition levels.
Validation criteria:
intermediate precision
The effect of random events on the analytical precision of the procedure should be established. Typical variables include performing the analysis on different days, using different instrumentation, or having the method performed by two or more analysts. As a minimum, the analytical procedure should be assessed by performing the repeatability test in any of the conditions previously mentioned (totaling 12 measurements).
Validation criteria:
specificity
The procedure must be able to unequivocally assess each analyte element in the presence of components that may be expected to be present, including any matrix components.
Validation criteria:
quantitation limit
The limit of quantitation (QL) can be estimated by calculating the standard deviation of NLT six replicate measurements of a blank solution, divided by the slope of a standard curve, and multiplying by 10. If validating a procedure using the method of standard additions, the slope of standards applied to a solution of the test material is used. Other suitable approaches can be used (see
A measurement of a test solution prepared from a representative sample matrix spiked at the estimated QL concentration must be performed to confirm accuracy. If validating a procedure using the method of standard additions, the validation criterion applies to the final experimental result, not the spike recovery of the individual standard addition levels.
Validation criteria:
linearity
A response curve between the analyte concentration and absorbance is prepared from NLT five standard solutions at concentrations encompassing the anticipated concentration of the test solution. The standard curve is then evaluated using appropriate statistical methods, such as a least-squares regression.
For experiments that do not yield a linear relationship between analyte concentration and AA response, appropriate statistical methods must be applied to describe the analytical response.
Validation criteria:
range
Range is the interval between the upper and lower concentrations (amounts) of analyte in the sample (including these concentrations) for which it has been demonstrated that the analytical procedure has a suitable level of precision, accuracy, and linearity. Range is demonstrated by meeting the linearity, precision, and accuracy requirements.
Validation criteria:
robustness
The reliability of an analytical measurement is demonstrated by deliberate changes to experimental parameters. For AA this can include but is not limited to sample preparation steps and heating programs, including atomization hold time or atomization temperature. Exercise caution when changing fuel and oxidant gas flows and burner hardware, because this could potentially create a flash-back condition.
Verification
U.S. Current Good Manufacturing Practices regulations [21 CFR 211.194(a)(2)] indicate that users of the analytical procedures, as described in USPNF, are not required to validate these procedures if provided in a monograph. Instead, they must simply verify their suitability under actual conditions of use.
The objective of an AA procedure verification is to demonstrate that the procedure, as prescribed in a specific monograph, can be executed by the user with suitable accuracy, specificity, linearity, and precision using the instruments, analysts, and sample matrices available. According to Verification of Compendial Procedures
Verification of compendial AA methods should, at a minimum, include the execution of the validation parameters for specificity, linearity, accuracy, precision, and limit of quantitation, when appropriate, as indicated in Validation.
Auxiliary Information
Please check for your question in the FAQs before contacting USP.
USP38NF33 Page 649
Pharmacopeial Forum: Volume No. 40(1)
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